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Lifecycle Stage

Framework

P8

Concept stage

Audience

GC / CLOLegal OperationsRisk & Compliance

DEFINITION

Stage 1 of the AI Lifecycle: the function identifies a candidate AI use case, defines the problem, specifies success criteria across the four ROAI quadrants, maps the candidate against the Risk Taxonomy 2026, and makes a committee-recorded decision to pursue or not. The Concept stage ends with a formal proceed-or-not decision; Concept-stage governance is conducted at the committee's regular cadence, not ad hoc.

Detailed Explanation

Stage 1 of the AI Lifecycle is Concept:

  • Purpose: Identify a use case, scope the capability, and run the AI BoM addition through the AI Task Force gate.
  • Duration: Typically 2–8 weeks.
  • Governance stage gate (GOV-15) sequence:
    1. Problem statement
    2. Capability scope
    3. AI BoM addition
    4. Risk Class exposure assessment
    5. Tier classification
  • Portfolio visibility: Concept-stage capabilities appear in the Capability Portfolio (SUS-10) with status “Concept”.
  • Stage outcomes:
    • Build authorisation, or
    • Hold for rescoping, or
    • Rejection (rejections are captured as DE-2 evidence, demonstrating that not every proposed capability proceeds).

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Flow diagram of Stage 1 Concept in the AI Lifecycle from use case identification to build authorisation, rescoping, or rejection.

Stage 1 (Concept) in the AI Lifecycle: from use case identification and scoping, through the GOV-15 stage gate, to build, rescope, or reject decisions recorded in SUS-10 and DE-2.

A key control in Stage 1 is that **rejected concepts are recorded as DE-2 evidence**, proving that the governance process actively filters out capabilities that should not proceed.

Quick Facts

Term Type

Lifecycle Stage

Category

Framework

Related Pillar

P8 · Sustaining

Governance

Methodology
v2026.1

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