Legal AI Governance & Compliance Checklist
5 Non-Negotiable Guardrails Every Legal Team Needs
Version 1.0 | Updated October 2025
Why This Checklist Matters
AI without governance is a liability multiplier. This checklist provides the minimum compliance framework required before deploying AI in legal practice. Based on ABA Model Rules, EU AI Act requirements, and lessons from 1,000+ legal AI implementations.
How to use: Complete all items before launching any AI pilot. Items marked "Critical" are pass/fail requirements. Review and update quarterly as regulations and tools evolve.
Completion Progress
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Pillar 1: Professional Responsibility & Ethics
Ensure AI use complies with attorney obligations and bar requirements
Pillar 2: Data Protection & Client Confidentiality
Safeguard privileged information and comply with data privacy laws
Pillar 3: Human Oversight & Quality Control
Maintain professional judgment and verify all AI outputs
Pillar 4: Bias Detection & Fairness Testing
Identify and mitigate algorithmic bias and discrimination risks
Pillar 5: Vendor Accountability & Risk Management
Establish clear contractual protections and ongoing monitoring
Critical Reminders
This checklist is not legal advice. Consult with qualified legal counsel and compliance professionals before implementing AI solutions.
- Review this checklist quarterly as regulations evolve
- Document all compliance activities for audit trails
- Update policies based on real-world usage and incidents
- Train all users on governance requirements before access
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